Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Jun 22, 2022
- Accession no.
- 0001209191-22-038619
- Filed
- Jun 22, 2022, 6:59 AM ET
- Trade date
- Jun 21, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market purchases total $478.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 21, 2022 | Common Stock | PPurchaseAcquired | +29,715 | $2.39 | +$70,870.28 | 196,436,409 | Indirect | |
| Jun 21, 2022 | Common Stock | PPurchaseAcquired | +4,000 | $2.39 | +$9,556 | 196,440,409 | Indirect | |
| Jun 21, 2022 | Common Stock | PPurchaseAcquired | +49,778 | $2.39 | +$118,969.42 | 196,490,187 | Indirect | |
| Jun 21, 2022 | Common Stock | PPurchaseAcquired | +40,009 | $2.40 | +$95,821.56 | 196,530,196 | Indirect | |
| Jun 21, 2022 | Common Stock | PPurchaseAcquired | +68,340 | $2.40 | +$164,016 | 196,598,536 | Indirect | |
| Jun 21, 2022 | Common Stock | PPurchaseAcquired | +7,466 | $2.41 | +$17,955.73 | 196,606,002 | Indirect | |
| Jun 21, 2022 | Common Stock | PPurchaseAcquired | +692 | $2.41 | +$1,667.72 | 196,606,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.