Borgeson John A.'s Form 4 filing
Kodiak Sciences Inc. (KOD) · filed Jun 17, 2022
- Accession no.
- 0001209191-22-038176
- Filed
- Jun 17, 2022
- Trade date
- Jun 15-17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $30.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Borgeson John A.CIK 0001754045 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2022 | Common Stock | MOption exerciseAcquired | +5,494 | – | – | 178,098 | Direct | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −1,545 | $7.21 | −$11,139.45 | 176,553 | Direct | |
| Jun 17, 2022 | Common Stock | SSaleDisposed | −2,798 | $7.02 | −$19,641.96 | 173,755 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2022 | Common Stock | MOption exerciseDisposed | −3,619 | $0.00 | $0 | 7,238 | Direct | |
| Jun 15, 2022 | Common Stock | MOption exerciseDisposed | −1,875 | $0.00 | $0 | 5,625 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.