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McDaniel Raymond W's Form 4 filing

Moodys Corp (MCO) · filed Jun 17, 2022

Accession no.
0001209191-22-037795
Filed
Jun 17, 2022
Trade date
Jun 13, 2022
Filing delay
4 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. It was filed 4 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001209191-22-039186 (Jun 24, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McDaniel Raymond WCIK 0001195306Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 13, 2022Common StockSSaleDisposed−3,509$0.00F2$05,562Indirect
Jun 13, 2022Common StockSSaleDisposed−3,509$0.00F2$05,562Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund is subject to conditions not controlled by the reporting person, and the price ascribed to the contributed shares will be reported after closing of the exchange fund through an amendment to this Form 4.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)