Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Jun 17, 2022
- Accession no.
- 0001209191-22-037687
- Filed
- Jun 17, 2022, 8:11 AM ET
- Trade date
- Jun 16, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions. Open-market purchases total $231.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +9,560 | $2.29 | +$21,844.6 | 196,316,254 | Indirect | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +15,866 | $2.29 | +$36,333.14 | 196,332,120 | Indirect | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +4,804 | $2.30 | +$11,025.18 | 196,336,924 | Indirect | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +3 | $2.30 | +$6.9 | 196,336,927 | Indirect | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +1,429 | $2.31 | +$3,293.85 | 196,338,356 | Indirect | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +10,724 | $2.31 | +$24,772.44 | 196,349,080 | Indirect | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +14,549 | $2.32 | +$33,680.94 | 196,363,629 | Indirect | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +28,614 | $2.33 | +$66,527.55 | 196,392,243 | Indirect | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +300 | $2.33 | +$699.03 | 196,392,543 | Indirect | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +100 | $2.33 | +$233.25 | 196,392,643 | Indirect | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +4,100 | $2.34 | +$9,573.5 | 196,396,743 | Indirect | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +9,551 | $2.35 | +$22,397.1 | 196,406,294 | Indirect | |
| Jun 16, 2022 | Common Stock | PPurchaseAcquired | +400 | $2.35 | +$940 | 196,406,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.