Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Jun 16, 2022
- Accession no.
- 0001209191-22-037272
- Filed
- Jun 16, 2022
- Trade date
- Jun 15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.21M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2022 | Common Stock | MOption exerciseAcquired | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −200 | $533.07 | −$106,614 | 32,847.51 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −442 | $534.82F1 | −$236,390.44 | 32,405.51 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −611 | $535.64F2 | −$327,276.04 | 31,794.51 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −923 | $536.74F3 | −$495,411.02 | 30,871.51 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −1,046 | $537.67F4 | −$562,402.82 | 29,825.51 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −1,578 | $538.72F5 | −$850,100.16 | 28,247.51 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −1,175 | $539.71F6 | −$634,159.25 | 27,072.51 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −1,497 | $540.70F7 | −$809,427.9 | 25,575.51 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −2,422 | $541.83F8 | −$1,312,312.26 | 23,153.51 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −1,518 | $542.71F9 | −$823,833.78 | 21,635.51 | Indirect | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −88 | $543.65F10 | −$47,841.2 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2022 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 46,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $534.15 - $535.09. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $535.16 - $536.12. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $536.16 - $537.14. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $537.18 - $538.14. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $538.21 - $539.18. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $539.21 - $540.18. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $540.24 - $541.23. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $541.30 - $542.28. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $542.32 - $543.455. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $543.65 - $543.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.