Ruiz John Hasan's Form 4 filing
MSP Recovery, Inc. (MSPR) · filed Jun 15, 2022
- Accession no.
- 0001209191-22-037077
- Filed
- Jun 15, 2022
- Trade date
- Jun 14-15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 derivative transactions. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ruiz John HasanCIK 0001926798 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 14, 2022 | Class A Common Stock | PPurchaseAcquired | +7,500 | $1.06F1 | +$7,950 | 739,500 | Indirect | |
| Jun 15, 2022 | Class A Common Stock | PPurchaseAcquired | +6,500 | $1.21F3 | +$7,865 | 746,000 | Indirect | |
| Jun 15, 2022 | Class A Common Stock | PPurchaseAcquired | +100,000 | $1.24F4 | +$124,000 | 846,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.0295 to $1.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.
Referenced by the price of 1 transaction in Table II.
- F3
Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.155 to $1.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.
Referenced by the price of 1 transaction in Table II.
- F4
Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.19 to $1.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.
Referenced by the price of 1 transaction in Table II.