Bertke Robert's Form 4 filing
i3 Verticals, Inc. (IIIV) · filed Jun 9, 2022
- Accession no.
- 0001209191-22-035356
- Filed
- Jun 9, 2022
- Trade date
- Jun 8, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $57.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bertke RobertCIK 0001737502 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Class A common stock, par value $0.0001 per share | MOption exerciseAcquired | +7,500 | $13.00 | +$97,500 | 7,500 | Direct | |
| Jun 8, 2022 | Class A common stock, par value $0.0001 per share | FTax withholdingDisposed | −5,176 | $24.74 | −$128,054.24 | 2,324 | Direct | |
| Jun 8, 2022 | Class A common stock, par value $0.0001 per share | SSaleDisposed | −2,324 | $24.72 | −$57,449.28 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Class A common stock, par value $0.0001 per share | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 91,300 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.