Godshall Douglas Evan's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Jun 8, 2022
- Accession no.
- 0001209191-22-035259
- Filed
- Jun 8, 2022
- Trade date
- Jun 6, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.31M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Godshall Douglas EvanCIK 0001404227 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2022 | Common Stock | MOption exerciseAcquired | +7,400 | $3.42 | +$25,308 | 150,326 | Direct | |
| Jun 6, 2022 | Common Stock | SSaleDisposed | −2,270 | $176.73 | −$401,177.1 | 148,056 | Direct | |
| Jun 6, 2022 | Common Stock | SSaleDisposed | −5,016 | $177.53 | −$890,490.48 | 143,040 | Direct | |
| Jun 6, 2022 | Common Stock | SSaleDisposed | −14 | $178.36 | −$2,497.04 | 143,026 | Direct | |
| Jun 6, 2022 | Common Stock | SSaleDisposed | −66 | $179.58 | −$11,852.28 | 142,960 | Direct | |
| Jun 6, 2022 | Common Stock | SSaleDisposed | −34 | $181.29 | −$6,163.86 | 142,926 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2022 | Common Stock | MOption exerciseDisposed | −7,400 | $0.00 | $0 | 454,799 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.