Brandenberger Ralph's Form 4 filing
Nkarta, Inc. (NKTX) · filed Jun 7, 2022
- Accession no.
- 0001209191-22-034811
- Filed
- Jun 7, 2022, 4:01 PM ET
- Trade date
- Jun 3, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $62.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brandenberger RalphCIK 0001853197 | Officer (Sr. VP, Technical Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 3, 2022 | Common Stock | MOption exerciseAcquired | +340 | $0.41 | +$139.4 | 5,640 | Direct | |
| Jun 3, 2022 | Common Stock | MOption exerciseAcquired | +405 | $4.77 | +$1,931.85 | 6,045 | Direct | |
| Jun 3, 2022 | Common Stock | MOption exerciseAcquired | +1,358 | $3.89 | +$5,282.62 | 7,403 | Direct | |
| Jun 3, 2022 | Common Stock | MOption exerciseAcquired | +2,037 | $3.89 | +$7,923.93 | 9,440 | Direct | |
| Jun 3, 2022 | Common Stock | SSaleDisposed | −4,140 | $15.00 | −$62,100 | 5,300 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 3, 2022 | Common Stock | MOption exerciseDisposed | −340 | $0.00 | $0 | 7,367 | Direct | |
| Jun 3, 2022 | Common Stock | MOption exerciseDisposed | −405 | $0.00 | $0 | 8,785 | Direct | |
| Jun 3, 2022 | Common Stock | MOption exerciseDisposed | −1,358 | $0.00 | $0 | 29,426 | Direct | |
| Jun 3, 2022 | Common Stock | MOption exerciseDisposed | −2,037 | $0.00 | $0 | 44,139 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.