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Vaccaro Sergio Javier's Form 4 filing

Ponce Financial Group, Inc. (PDLB) · filed Jun 7, 2022

Accession no.
0001209191-22-034789
Filed
Jun 7, 2022
Trade date
Jun 6, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $92.4K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Vaccaro Sergio JavierCIK 0001932536Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 6, 2022Common StockPPurchaseAcquired+10,000$9.24F1+$92,40010,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted-average price. These shares were purchased in two transactions at prices of $9.2495 and $9.2391. The reporting person undertakes to provide to Ponce Financial Group, Inc., any security holder of Ponce Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of share purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)