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Heslop James R II's Form 4/A amendment

Amended

Middlefield Banc Corp (MBCN) · filed Jun 7, 2022

Accession no.
0001209191-22-034756
Filed
Jun 7, 2022
Trade date
Jun 3, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Jun 6, 2022

This filing lists 1 non-derivative transaction. Open-market purchases total $100. It was filed 4 days after the trade.

This amendment replaces 0001209191-22-034482 (filed Jun 6, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Heslop James R IICIK 0001223983Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 3, 2022Common StockPPurchaseAcquired+4$25.00+$1002,140Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2022.

F2

Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 25, 2021.

F3

Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.

Read the full filing on SEC EDGAR (opens in a new tab)