Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Jun 7, 2022
- Accession no.
- 0001209191-22-034751
- Filed
- Jun 7, 2022, 7:29 AM ET
- Trade date
- Jun 6, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $279.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2022 | Common Stock | PPurchaseAcquired | +50,000 | $2.77 | +$138,500 | 196,156,694 | Indirect | |
| Jun 6, 2022 | Common Stock | PPurchaseAcquired | +1,062 | $2.81 | +$2,978.91 | 196,157,756 | Indirect | |
| Jun 6, 2022 | Common Stock | PPurchaseAcquired | +2,237 | $2.81 | +$6,285.97 | 196,159,993 | Indirect | |
| Jun 6, 2022 | Common Stock | PPurchaseAcquired | +600 | $2.81 | +$1,687.5 | 196,160,593 | Indirect | |
| Jun 6, 2022 | Common Stock | PPurchaseAcquired | +46,101 | $2.82 | +$129,774.32 | 196,206,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.