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Rowe Zane's Form 4 filing

Vmware LLCVMW · filed Jun 3, 2022

Accession no.
0001209191-22-034367
Filed
Jun 3, 2022
Trade date
Jun 1-2, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $1.18M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rowe ZaneCIK 0001444158Officer (Chief Financial Officer & EVP)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 1, 2022Class A Common StockFTax withholdingDisposed−2,624$129.41−$339,571.84198,265Direct
Jun 2, 2022Class A Common StockSSaleDisposed−9,148$129.05F2,F3−$1,180,549.4189,117Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Price represents weighted average for sales reported. The range of prices for the sales reported is $128.64 through $129.44.

Referenced by the price of 1 transaction in Table I.

F3

The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Remarks

The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read the full filing on SEC EDGAR (opens in a new tab)