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Shuman Harry's Form 4 filing

Merus N.V. (MRUS) · filed Jun 3, 2022

Accession no.
0001209191-22-033948
Filed
Jun 3, 2022
Trade date
Jun 1, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shuman HarryCIK 0001791115Officer (VP Controller, PAO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 1, 2022Common SharesMOption exerciseAcquired+2,500$0.00$02,500Direct
Jun 1, 2022Common SharesSSaleDisposed−575$18.31−$10,528.251,925Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 1, 2022common sharesMOption exerciseDisposed−2,500–F2–7,500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Restricted stock units vest in four equal installments on each of June 1, 2022, December 1, 2022, June 1, 2023 and December 1, 2023. Restricted stock units convert into Issuer common stock on a one-for-one basis. There is no applicable conversion or exercise price

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)