Ryan Thomas L's Form 4 filing
Service Corp International (SCI) · filed Jun 3, 2022
- Accession no.
- 0001209191-22-033867
- Filed
- Jun 3, 2022
- Trade date
- Jun 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $5.27M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ryan Thomas LCIK 0001243194 | Director, Officer (President, CEO & Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Stock | MOption exerciseAcquired | +45,050 | $23.00 | +$1,036,150 | 1,013,959 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −45,050 | $70.05F1 | −$3,155,752.5 | 968,909 | Direct | |
| Jun 2, 2022 | Common Stock | MOption exerciseAcquired | +29,850 | $23.00 | +$686,550 | 998,759 | Direct | |
| Jun 2, 2022 | Common Stock | SSaleDisposed | −29,850 | $70.53F2 | −$2,105,320.5 | 968,909 | Direct | |
| Jun 2, 2022 | Common Stock | MOption exerciseAcquired | +100 | $23.00 | +$2,300 | 969,009 | Direct | |
| Jun 2, 2022 | Common Stock | SSaleDisposed | −100 | $70.94 | −$7,094 | 968,909 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Stock | MOption exerciseAcquired | +45,050 | $0.00 | $0 | 129,950 | Direct | |
| Jun 2, 2022 | Common Stock | MOption exerciseAcquired | +29,850 | $0.00 | $0 | 100,100 | Direct | |
| Jun 2, 2022 | Common Stock | MOption exerciseAcquired | +100 | $0.00 | $0 | 100,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold in multiple transactions at prices ranging from $70.0000 to $70.17 per share on June 01, 2022. The $70.0487 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold in multiple transactions at prices ranging from $69.9000 to $70.8700 per share on June 02, 2022. The $70.5322 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.