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Niihara Yutaka's Form 4 filing

Emmaus Life Sciences, Inc. (EMMA) · filed Jun 2, 2022

Accession no.
0001209191-22-033730
Filed
Jun 2, 2022, 7:49 PM ET
Trade date
May 20-23, 2022
Filing delay
13 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $3.45K. It was filed 13 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Niihara YutakaCIK 0001517691Director, Officer (Chairman and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 20, 2022Common stock, $0.001 par valuePPurchaseAcquired+5,000$0.49+$2,45011,331,857Direct
May 23, 2022Common stock, $0.001 par valuePPurchaseAcquired+2,000$0.50+$1,00011,333,857Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)