Waring Sumner J III's Form 4 filing
Service Corp International (SCI) · filed Jun 2, 2022
- Accession no.
- 0001209191-22-033556
- Filed
- Jun 2, 2022
- Trade date
- Jun 1, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.09M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Waring Sumner J IIICIK 0001243198 | Officer (Sr.VP& Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Stock | MOption exerciseAcquired | +29,700 | $42.63 | +$1,266,111 | 360,846 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −29,700 | $69.56F1 | −$2,065,932 | 331,146 | Direct | |
| Jun 1, 2022 | Common Stock | MOption exerciseAcquired | +300 | $42.63 | +$12,789 | 331,446 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −300 | $70.39F2 | −$21,117 | 331,146 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Stock | MOption exerciseAcquired | +29,700 | $0.00 | $0 | 29,500 | Direct | |
| Jun 1, 2022 | Common Stock | MOption exerciseAcquired | +300 | $0.00 | $0 | 29,200 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold in multiple transactions at prices ranging from $69.3050 to $70.2600 per share on June 01, 2022. The $69.5613 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold in multiple transactions at prices ranging from $70.3100 to $70.4350 per share on June 01, 2022. The $70.3917 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.