Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Jun 2, 2022
- Accession no.
- 0001209191-22-033343
- Filed
- Jun 2, 2022, 8:08 AM ET
- Trade date
- Jun 1, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market purchases total $147.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Stock | PPurchaseAcquired | +5,000 | $2.93 | +$14,650 | 196,061,694 | Indirect | |
| Jun 1, 2022 | Common Stock | PPurchaseAcquired | +20,000 | $2.94 | +$58,700 | 196,081,694 | Indirect | |
| Jun 1, 2022 | Common Stock | PPurchaseAcquired | +5,000 | $2.95 | +$14,750 | 196,086,694 | Indirect | |
| Jun 1, 2022 | Common Stock | PPurchaseAcquired | +500 | $2.96 | +$1,480 | 196,087,194 | Indirect | |
| Jun 1, 2022 | Common Stock | PPurchaseAcquired | +14,900 | $2.97 | +$44,178.5 | 196,102,094 | Indirect | |
| Jun 1, 2022 | Common Stock | PPurchaseAcquired | +500 | $2.99 | +$1,492.5 | 196,102,594 | Indirect | |
| Jun 1, 2022 | Common Stock | PPurchaseAcquired | +3,800 | $3.02 | +$11,457 | 196,106,394 | Indirect | |
| Jun 1, 2022 | Common Stock | PPurchaseAcquired | +300 | $3.02 | +$906 | 196,106,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.