Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Jun 1, 2022
- Accession no.
- 0001209191-22-033052
- Filed
- Jun 1, 2022, 7:28 AM ET
- Trade date
- May 31, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market purchases total $151.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2022 | Common Stock | PPurchaseAcquired | +500 | $3.00 | +$1,500 | 196,007,194 | Indirect | |
| May 31, 2022 | Common Stock | PPurchaseAcquired | +12,200 | $3.01 | +$36,661 | 196,019,394 | Indirect | |
| May 31, 2022 | Common Stock | PPurchaseAcquired | +1,900 | $3.02 | +$5,728.5 | 196,021,294 | Indirect | |
| May 31, 2022 | Common Stock | PPurchaseAcquired | +5,031 | $3.02 | +$15,193.62 | 196,026,325 | Indirect | |
| May 31, 2022 | Common Stock | PPurchaseAcquired | +8,130 | $3.03 | +$24,593.25 | 196,034,455 | Indirect | |
| May 31, 2022 | Common Stock | PPurchaseAcquired | +8,181 | $3.03 | +$24,788.43 | 196,042,636 | Indirect | |
| May 31, 2022 | Common Stock | PPurchaseAcquired | +6,958 | $3.04 | +$21,117.53 | 196,049,594 | Indirect | |
| May 31, 2022 | Common Stock | PPurchaseAcquired | +5,400 | $3.04 | +$16,416 | 196,054,994 | Indirect | |
| May 31, 2022 | Common Stock | PPurchaseAcquired | +1,200 | $3.05 | +$3,654 | 196,056,194 | Indirect | |
| May 31, 2022 | Common Stock | PPurchaseAcquired | +500 | $3.05 | +$1,525 | 196,056,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.