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Karlin Dan's Form 4 filing

Definium Therapeutics, Inc. (DFTX) · filed May 31, 2022

Accession no.
0001209191-22-032973
Filed
May 31, 2022
Trade date
May 27, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $7.84K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Karlin DanCIK 0001897618Officer (Chief Medical Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 27, 2022Subordinate Voting SharesSSaleDisposed−9,555$0.82F2−$7,835.14,077,719Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The Subordinate Voting Shares were sold in one transaction at a price of $1.05 CAD dollars to cover payroll taxes. This represents the price in U.S. Dollars using the conversion rate on May 27, 2022.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)