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Lilly Endowment Inc's Form 4 filing

Eli Lilly & Co (LLY) · filed May 31, 2022

Accession no.
0001209191-22-032783
Filed
May 31, 2022
Trade date
May 27, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 10 non-derivative transactions. Open-market sales total $63.8M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lilly Endowment IncCIK 000031601110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 27, 2022Common StockSSaleDisposed−4,100$314.44F1−$1,289,204105,029,710Direct
May 27, 2022Common StockSSaleDisposed−13,605$315.28F2−$4,289,384.4105,016,105Direct
May 27, 2022Common StockSSaleDisposed−12,324$316.44F3−$3,899,806.56105,003,781Direct
May 27, 2022Common StockSSaleDisposed−36,194$317.16F4−$11,479,289.04104,967,587Direct
May 27, 2022Common StockSSaleDisposed−26,801$318.56F5−$8,537,726.56104,940,786Direct
May 27, 2022Common StockSSaleDisposed−44,629$319.38F6−$14,253,610.02104,896,157Direct
May 27, 2022Common StockSSaleDisposed−25,542$320.11F7−$8,176,249.62104,870,615Direct
May 27, 2022Common StockSSaleDisposed−11,262$321.27F8−$3,618,142.74104,859,353Direct
May 27, 2022Common StockSSaleDisposed−8,400$322.51F9−$2,709,084104,850,953Direct
May 27, 2022Common StockSSaleDisposed−17,143$323.42F10−$5,544,389.06104,833,810Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $313.84 to $314.83, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), (5), (6), (7), (8), (9), and (10) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $314.85 to $315.84, inclusive.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.85 to $316.84, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $316.85 to $317.84, inclusive.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $317.85 to $318.845, inclusive.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $318.85 to $319.845, inclusive.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $319.85 to $320.83, inclusive.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $320.865 to $321.82, inclusive.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.905 to $322.815, inclusive.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.165 to $324.06, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)