Ryan Thomas L's Form 4 filing
Service Corp International (SCI) · filed May 27, 2022
- Accession no.
- 0001209191-22-032664
- Filed
- May 27, 2022
- Trade date
- May 25-27, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.98M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ryan Thomas LCIK 0001243194 | Director, Officer (President, CEO & Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2022 | Common Stock | MOption exerciseAcquired | +2,646 | $23.00 | +$60,858 | 971,555 | Direct | |
| May 25, 2022 | Common Stock | SSaleDisposed | −2,646 | $69.23F1 | −$183,182.58 | 968,909 | Direct | |
| May 26, 2022 | Common Stock | MOption exerciseAcquired | +12,153 | $23.00 | +$279,519 | 981,062 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −12,153 | $69.22F2 | −$841,230.66 | 968,909 | Direct | |
| May 27, 2022 | Common Stock | MOption exerciseAcquired | +85,201 | $23.00 | +$1,959,623 | 1,054,110 | Direct | |
| May 27, 2022 | Common Stock | SSaleDisposed | −85,201 | $69.88F3 | −$5,953,845.88 | 968,909 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2022 | Common Stock | MOption exerciseAcquired | +2,646 | $0.00 | $0 | 272,354 | Direct | |
| May 26, 2022 | Common Stock | MOption exerciseAcquired | +12,153 | $0.00 | $0 | 260,201 | Direct | |
| May 27, 2022 | Common Stock | MOption exerciseAcquired | +85,201 | $0.00 | $0 | 175,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold in multiple transactions at prices ranging from $69.20 to $69.40 per share on May 25, 2022. The $69.2313 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold in multiple transactions at prices ranging from $69.20 to $69.44 per share on May 26, 2022. The $69.2229 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The shares were sold in multiple transactions at prices ranging from $69.58 to $70.13 per share on May 27, 2022. The $69.8826 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.