Cain Suzanne's Form 4 filing
Janus Henderson Group Ltd.JHG · filed May 27, 2022
- Accession no.
- 0001209191-22-032469
- Filed
- May 27, 2022
- Trade date
- Feb 8-Apr 1, 2022
- Filing delay
- 108 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $73.4K. It was filed 108 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cain SuzanneCIK 0001899964 | Officer (Global Head of Distribution) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2022 | Common Stock | FTax withholdingDisposed | −13 | $36.54 | −$475.02 | 11,031 | Indirect | |
| Feb 28, 2022 | Common Stock | FTax withholdingDisposed | −1,511 | $33.53 | −$50,663.83 | 9,520 | Indirect | |
| Feb 28, 2022 | Common Stock | AGrant or awardAcquired | +10,618 | $0.00 | $0 | 20,138 | Indirect | |
| Mar 1, 2022 | Common Stock | FTax withholdingDisposed | −956 | $32.12 | −$30,706.72 | 19,182 | Indirect | |
| Mar 8, 2022 | Common Stock | SSaleDisposed | −2,343 | $31.31 | −$73,359.33 | 16,839 | Indirect | |
| Apr 1, 2022 | Common Stock | FTax withholdingDisposed | −293 | $35.67 | −$10,451.31 | 16,546 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.