Jones Jeffrey D's Form 4 filing
Cohu Inc (COHU) · filed May 26, 2022
- Accession no.
- 0001209191-22-032288
- Filed
- May 26, 2022
- Trade date
- May 24-25, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $342.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones Jeffrey DCIK 0001416572 | Officer (Sr. VP Finance & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | MOption exerciseAcquired | +120 | $9.44 | +$1,132.8 | 259,853 | Direct | |
| May 24, 2022 | Common Stock | SSaleDisposed | −120 | $28.00F1 | −$3,360 | 259,733 | Direct | |
| May 25, 2022 | Common Stock | MOption exerciseAcquired | +12,322 | $9.44 | +$116,319.68 | 272,055 | Direct | |
| May 25, 2022 | Common Stock | SSaleDisposed | −12,322 | $27.51F2 | −$338,978.22 | 259,733 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2022 | Common Stock | MOption exerciseDisposed | −120 | $0.00 | $0 | 12,322 | Direct | |
| May 25, 2022 | Common Stock | MOption exerciseDisposed | −12,322 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares with respect to this transaction were sold at an exact execution price of $28.00 per share.
Referenced by the price of 1 transaction in Table I.
- F2
The shares with respect to this transaction were sold in multiple trades at prices ranging from $27.50 to $27.60; the price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.