DeRose-Wilson Isaiah's Form 4 filing
SmartRent, Inc. (SMRT) · filed May 20, 2022
- Accession no.
- 0001209191-22-031066
- Filed
- May 20, 2022
- Trade date
- May 19, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $261.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DeRose-Wilson IsaiahCIK 0001879288 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2022 | Class A Common Stock | SSaleDisposed | −50,000 | $5.22F1 | −$261,000 | 1,690 | Direct | |
| May 19, 2022 | Class A Common Stock | MOption exerciseAcquired | +6,106 | $0.00F3 | $0 | 7,796 | Direct | |
| May 19, 2022 | Class A Common Stock | FTax withholdingDisposed | −1,799 | $5.07 | −$9,120.93 | 5,997 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2022 | Class A Common Stock | MOption exerciseDisposed | −6,106 | $0.00 | $0 | 213,699 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
$5.22 is the weighted average sale price. The shares were sold in various transactions through a broker at prices between $5.20 per share and $5.240 per share.
Referenced by the price of 1 transaction in Table I.
- F3
Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.
Referenced by the price of 1 transaction in Table I.