Pendleton Todd's Form 4 filing
Dolby Laboratories, Inc.DLB · filed May 20, 2022
- Accession no.
- 0001209191-22-031016
- Filed
- May 20, 2022
- Trade date
- May 18-19, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $3.89M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pendleton ToddCIK 0001746636 | Officer (SVP, Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2022 | Class A Common Stock | MOption exerciseAcquired | +6,750 | $64.60 | +$436,050 | 44,538 | Direct | |
| May 18, 2022 | Class A Common Stock | SSaleDisposed | −6,750 | $75.94F2 | −$512,595 | 37,788 | Direct | |
| May 18, 2022 | Class A Common Stock | MOption exerciseAcquired | +23,437 | $62.43 | +$1,463,171.91 | 61,225 | Direct | |
| May 18, 2022 | Class A Common Stock | SSaleDisposed | −23,437 | $75.47F3 | −$1,768,790.39 | 37,788 | Direct | |
| May 18, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,113 | $68.40 | +$144,529.2 | 39,901 | Direct | |
| May 18, 2022 | Class A Common Stock | SSaleDisposed | −2,113 | $75.14F4 | −$158,770.82 | 37,788 | Direct | |
| May 18, 2022 | Class A Common Stock | MOption exerciseAcquired | +13,500 | $64.60 | +$872,100 | 51,288 | Direct | |
| May 18, 2022 | Class A Common Stock | SSaleDisposed | −13,500 | $75.02F5 | −$1,012,770 | 37,788 | Direct | |
| May 19, 2022 | Class A Common Stock | MOption exerciseAcquired | +5,813 | $68.40 | +$397,609.2 | 43,601 | Direct | |
| May 19, 2022 | Class A Common Stock | SSaleDisposed | −5,813 | $75.80F6 | −$440,625.4 | 37,788 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2022 | Class A Common Stock | MOption exerciseDisposed | −6,750 | $0.00 | $0 | 5,250 | Direct | |
| May 18, 2022 | Class A Common Stock | MOption exerciseDisposed | −23,437 | $0.00 | $0 | 5,209 | Direct | |
| May 18, 2022 | Class A Common Stock | MOption exerciseDisposed | −2,113 | $0.00 | $0 | 22,548 | Direct | |
| May 18, 2022 | Class A Common Stock | MOption exerciseDisposed | −13,500 | $0.00 | $0 | 0 | Direct | |
| May 19, 2022 | Class A Common Stock | MOption exerciseDisposed | −5,813 | $0.00 | $0 | 16,735 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The shares were sold in multiple transactions at prices ranging from $75.77 to $76.07, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
The shares were sold in multiple transactions at prices ranging from $75.155 to $75.76, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
The shares were sold in multiple transactions at prices ranging from $75.13 to $75.15, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
The shares were sold in multiple transactions at prices ranging from $75.00 to $75.12, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
The shares were sold in multiple transactions at prices ranging from $75.73 to $75.86, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.