Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed May 19, 2022
- Accession no.
- 0001209191-22-030309
- Filed
- May 19, 2022, 7:32 AM ET
- Trade date
- May 18, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $144.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2022 | Common Stock | PPurchaseAcquired | +6,806 | $2.86 | +$19,465.16 | 195,913,500 | Indirect | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +2,970 | $2.87 | +$8,509.05 | 195,916,470 | Indirect | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +5,224 | $2.87 | +$14,992.88 | 195,921,694 | Indirect | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +25,000 | $2.88 | +$71,875 | 195,946,694 | Indirect | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +1,650 | $2.91 | +$4,801.5 | 195,948,344 | Indirect | |
| May 18, 2022 | Common Stock | PPurchaseAcquired | +8,350 | $2.92 | +$24,340.25 | 195,956,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.