Farfel Gail M's Form 4 filing

Durect CorpDRRX · filed May 18, 2022

Accession no.: 0001209191-22-030286
Filed: May 18, 2022, 8:35 PM ET
Trade date: May 16-18, 2022
Filing delay: 2 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $22.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Farfel Gail MCIK 0001614780	Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
May 16, 2022	Common Stock	PPurchaseAcquired	+25,300	$0.3878^F1	+$9,811.34	70,089	Direct
May 18, 2022	Common Stock	PPurchaseAcquired	+29,911	$0.4079^F2	+$12,200.7	100,000	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions. Prices ranged from $0.3734 to $0.4150 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions. Prices ranged from $0.4023 to $0.4136 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)