Tulenko Stephen T's Form 4 filing
Moodys Corp (MCO) · filed May 18, 2022
- Accession no.
- 0001209191-22-029995
- Filed
- May 18, 2022
- Trade date
- May 17, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.14M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tulenko Stephen TCIK 0001790871 | Officer (President, Moody's Analytics) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2022 | Common Stock | SSaleDisposed | −522 | $291.84 | −$152,340.48 | 8,124.49 | Direct | |
| May 17, 2022 | Common Stock | SSaleDisposed | −1,000 | $293.00 | −$293,000 | 7,124.49 | Direct | |
| May 17, 2022 | Common Stock | MOption exerciseAcquired | +1,145 | $167.50 | +$191,787.5 | 8,269.49 | Direct | |
| May 17, 2022 | Common Stock | SSaleDisposed | −1,145 | $292.66 | −$335,095.7 | 7,124.49 | Direct | |
| May 17, 2022 | Common Stock | MOption exerciseAcquired | +1,218 | $173.58 | +$211,420.44 | 8,342.49 | Direct | |
| May 17, 2022 | Common Stock | SSaleDisposed | −1,218 | $292.64 | −$356,435.52 | 7,124.49 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2022 | Common Stock | MOption exerciseDisposed | −1,145 | $0.00 | $0 | 0 | Direct | |
| May 17, 2022 | Common Stock | MOption exerciseDisposed | −1,218 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.