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Barrow Robert's Form 4 filing

Definium Therapeutics, Inc. (DFTX) · filed May 17, 2022

Accession no.
0001209191-22-029901
Filed
May 17, 2022
Trade date
May 15, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001209191-22-030499 (May 19, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Barrow RobertCIK 0001897557Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 15, 2022Subordinate Voting SharesFTax withholdingDisposed−18,948$0.82F2−$15,537.363,995,309Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The closing price of our Subordinate Voting Shares as of May 13, 2022 on the NEO was $1.00 Canadian Dollars. This represents the price in United States Dollars.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)