Gaynor Mitchell's Form 4 filing
Marvell Technology, Inc. (MRVL) · filed May 17, 2022
- Accession no.
- 0001209191-22-029872
- Filed
- May 17, 2022
- Trade date
- Apr 14-15, 2022
- Filing delay
- 33 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 5 derivative transactions. Open-market sales total $318.1K. It was filed 33 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gaynor MitchellCIK 0001193486 | Officer (EVP, CALO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 14, 2022 | Common Stock | SSaleDisposed | −5,000 | $63.61 | −$318,050 | 94,531 | Direct | Duplicate filing |
| Apr 15, 2022 | Common Stock | MOption exerciseAcquired | +63,266 | $0.00 | $0 | 157,797 | Direct | Duplicate filing |
| Apr 15, 2022 | Common Stock | FTax withholdingDisposed | −31,368 | $60.97 | −$1,912,506.96 | 126,429 | Direct | Duplicate filing |
| Apr 15, 2022 | Common Stock | MOption exerciseAcquired | +2,637 | $0.00 | $0 | 129,066 | Direct | Duplicate filing |
| Apr 15, 2022 | Common Stock | FTax withholdingDisposed | −1,308 | $60.97 | −$79,748.76 | 127,758 | Direct | Duplicate filing |
| Apr 15, 2022 | Common Stock | MOption exerciseAcquired | +2,817 | $0.00 | $0 | 130,575 | Direct | Duplicate filing |
| Apr 15, 2022 | Common Stock | FTax withholdingDisposed | −1,397 | $60.97 | −$85,175.09 | 129,178 | Direct | Duplicate filing |
| Apr 15, 2022 | Common Stock | MOption exerciseAcquired | +1,614 | $0.00 | $0 | 130,792 | Direct | Duplicate filing |
| Apr 15, 2022 | Common Stock | FTax withholdingDisposed | −801 | $60.97 | −$48,836.97 | 129,991 | Direct | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 15, 2022 | Common Stock | MOption exerciseDisposed | −63,266 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Apr 15, 2022 | Common Stock | MOption exerciseDisposed | −2,637 | $0.00 | $0 | 0 | Direct | Duplicate filing |
| Apr 15, 2022 | Common Stock | MOption exerciseDisposed | −2,817 | $0.00 | $0 | 11,266 | Direct | Duplicate filing |
| Apr 15, 2022 | Common Stock | MOption exerciseDisposed | −1,614 | $0.00 | $0 | 12,916 | Direct | Duplicate filing |
| Apr 15, 2022 | Common Stock | AGrant or awardAcquired | +15,090 | $0.00 | $0 | 15,090 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.