Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed May 17, 2022
- Accession no.
- 0001209191-22-029592
- Filed
- May 17, 2022
- Trade date
- May 16, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.40M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2022 | Common Stock | MOption exerciseAcquired | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −1,015 | $551.24F1 | −$559,508.6 | 32,032.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −773 | $552.22F2 | −$426,866.06 | 31,259.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −550 | $553.41F3 | −$304,375.5 | 30,709.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −2,743 | $554.35F4 | −$1,520,582.05 | 27,966.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −1,286 | $555.35F5 | −$714,180.1 | 26,680.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −882 | $556.27F6 | −$490,630.14 | 25,798.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −536 | $557.51F7 | −$298,825.36 | 25,262.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −481 | $558.92F8 | −$268,840.52 | 24,781.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −683 | $559.77F9 | −$382,322.91 | 24,098.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −321 | $560.60F10 | −$179,952.6 | 23,777.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −696 | $561.81F11 | −$391,019.76 | 23,081.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −1,181 | $562.89F12 | −$664,773.09 | 21,900.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −229 | $563.92F13 | −$129,137.68 | 21,671.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −116 | $564.54F14 | −$65,486.64 | 21,555.51 | Indirect | |
| May 16, 2022 | Common Stock | SSaleDisposed | −8 | $565.97 | −$4,527.76 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2022 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 57,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $550.75 - $551.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $551.795 - $552.785. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $552.885 - $553.880. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $553.910 - $554.900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $554.910 - $555.860. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $555.910 - $556.840. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $556.980 - $557.945. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $558.220 - $559.180. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $559.235 - $560.205 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $560.275 - $561.205. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $561.400 - $562.160. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $562.415 - $563.325. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $563.480 - $564.335 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $564.480 - $564.825. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.