Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) ยท filed May 16, 2022
- Accession no.
- 0001209191-22-029018
- Filed
- May 16, 2022, 7:17 AM ET
- Trade date
- May 13, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions. Open-market purchases total $599.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2022 | Common Stock | PPurchaseAcquired | +1,100 | $2.95 | +$3,245 | 195,557,794 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +3,800 | $2.96 | +$11,229 | 195,561,594 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +8,500 | $2.96 | +$25,160 | 195,570,094 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +900 | $2.97 | +$2,668.5 | 195,570,994 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +600 | $2.97 | +$1,782 | 195,571,594 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +17,080 | $2.98 | +$50,813 | 195,588,674 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +31,420 | $2.98 | +$93,631.6 | 195,620,094 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +12,975 | $2.99 | +$38,730.38 | 195,633,069 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +27,600 | $2.99 | +$82,524 | 195,660,669 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +11,630 | $3.00 | +$34,831.85 | 195,672,299 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +7,370 | $3.00 | +$22,110 | 195,679,669 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +7,223 | $3.01 | +$21,705.12 | 195,686,892 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +19,902 | $3.01 | +$59,905.02 | 195,706,794 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +3,577 | $3.02 | +$10,784.66 | 195,710,371 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +12,700 | $3.02 | +$38,354 | 195,723,071 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +14,023 | $3.03 | +$42,419.58 | 195,737,094 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +13,200 | $3.03 | +$39,996 | 195,750,294 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +6,000 | $3.04 | +$18,210 | 195,756,294 | Indirect | |
| May 13, 2022 | Common Stock | PPurchaseAcquired | +400 | $3.04 | +$1,216 | 195,756,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.