Marcus Joel S's Form 4 filing
Intra-Cellular Therapies, Inc. (ITCI) · filed May 13, 2022
- Accession no.
- 0001209191-22-028919
- Filed
- May 13, 2022
- Trade date
- Jun 18, 2019-May 12, 2022
- Filing delay
- 1,060 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $550.0K. It was filed 1060 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marcus Joel SCIK 0001216955 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 18, 2019 | Common Stock | MOption exerciseAcquired | +14,189 | –F1 | – | 64,233 | Direct | |
| May 12, 2022 | Common Stock | SSaleDisposed | −10,000 | $55.00 | −$550,000 | 54,233 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 18, 2019 | Common Stock | MOption exerciseDisposed | −14,189 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of common stock.
Referenced by the price of 1 transaction in Table I.
Remarks
Shares previously reported as held by the Joel S. Marcus and Barbara A. Marcus Family Trust are now reported as being held directly by the reporting person.