Godshall Douglas Evan's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed May 12, 2022
- Accession no.
- 0001209191-22-028684
- Filed
- May 12, 2022
- Trade date
- May 11, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.11M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Godshall Douglas EvanCIK 0001404227 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Common Stock | MOption exerciseAcquired | +15,000 | $3.42 | +$51,300 | 157,926 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −300 | $134.28 | −$40,284 | 157,626 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1,523 | $136.09 | −$207,265.07 | 156,103 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1,538 | $136.84 | −$210,459.92 | 154,565 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1,239 | $137.62 | −$170,511.18 | 153,326 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1,300 | $139.00 | −$180,700 | 152,026 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −3,100 | $140.03 | −$434,093 | 148,926 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −900 | $140.84 | −$126,756 | 148,026 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −300 | $142.10 | −$42,630 | 147,726 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −500 | $142.87 | −$71,435 | 147,226 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1,500 | $145.02 | −$217,530 | 145,726 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −1,400 | $146.12 | −$204,568 | 144,326 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −700 | $147.15 | −$103,005 | 143,626 | Direct | |
| May 11, 2022 | Common Stock | SSaleDisposed | −700 | $148.30 | −$103,810 | 142,926 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2022 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 469,799 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.