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Pantelick Steven's Form 4 filing

PubMatic, Inc. (PUBM) · filed May 12, 2022

Accession no.
0001209191-22-028665
Filed
May 12, 2022
Trade date
May 11, 2021
Filing delay
366 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $49.5K. It was filed 366 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pantelick StevenCIK 0001833465Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 11, 2021Class A Common StockSSaleDisposed−2,190$19.71F2−$43,164.910,362Direct
May 11, 2021Class A Common StockSSaleDisposed−311$20.36F3−$6,331.9610,051Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average sale price. The lowest price at which shares were sold was $19.20 and the highest price at which shares were sold was $20.17. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average sale price. The lowest price at which shares were sold was $20.20 and the highest price at which shares were sold was $20.42.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)