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Scarpino Nicholas Anthony's Form 4 filing

Portillo's Inc. (PTLO) · filed May 12, 2022

Accession no.
0001209191-22-028493
Filed
May 12, 2022
Trade date
May 10, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.20M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Scarpino Nicholas AnthonyCIK 0001887459Officer (SVP Marketing & Off-Premises)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 10, 2022Class A Common stockMOption exerciseAcquired+65,506$3.30+$216,169.876,206Direct
May 10, 2022Class A Common stockSSaleDisposed−65,306$18.39−$1,200,977.3410,900Direct
May 10, 2022Class A Common stockSSaleDisposed−200$20.00−$4,00010,700Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 10, 2022Class A Common StockMOption exerciseDisposed−65,506$0.00$099,849Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)