Heard David W's Form 4 filing
Infinera Corp (INFN) · filed May 9, 2022
- Accession no.
- 0001209191-22-027708
- Filed
- May 9, 2022
- Trade date
- May 5-6, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $118.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heard David WCIK 0001245146 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 5, 2022 | Common Stock | MOption exerciseAcquired | +17,187 | $0.00 | $0 | 556,566 | Direct | |
| May 5, 2022 | Common Stock | MOption exerciseAcquired | +73,333 | $0.00 | $0 | 629,899 | Direct | |
| May 5, 2022 | Common Stock | FTax withholdingDisposed | −47,659 | $6.33 | −$301,681.47 | 582,240 | Direct | |
| May 6, 2022 | Common Stock | PPurchaseAcquired | +20,000 | $5.92 | +$118,400 | 602,240 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 5, 2022 | Common Stock | MOption exerciseDisposed | −17,187 | $0.00 | $0 | 0 | Direct | |
| May 5, 2022 | Common Stock | MOption exerciseDisposed | −73,333 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.