Oswald Stephen G's Form 4 filing
Ducommun Inc (DCO) · filed May 6, 2022
- Accession no.
- 0001209191-22-027671
- Filed
- May 6, 2022
- Trade date
- May 4-6, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $288.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oswald Stephen GCIK 0001695904 | Director, Officer (Chairman, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2022 | Common Stock | MOption exerciseAcquired | +28,000 | $29.53 | +$826,840 | 303,141 | Direct | |
| May 4, 2022 | Common Stock | FTax withholdingDisposed | −22,222 | $49.99 | −$1,110,877.78 | 280,919 | Direct | |
| May 6, 2022 | Common Stock | SSaleDisposed | −5,778 | $49.92 | −$288,437.76 | 275,141 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2022 | Common Stock | MOption exerciseAcquired | +28,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.