Lacey Eleanor B's Form 4 filing
Asana, Inc. (ASAN) · filed May 4, 2022
- Accession no.
- 0001209191-22-027254
- Filed
- May 4, 2022
- Trade date
- May 2-4, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $235.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lacey Eleanor BCIK 0001242726 | Officer (GC, Corporate Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,167 | $4.02 | +$16,751.34 | 169,243 | Direct | |
| May 2, 2022 | Class A Common Stock | SSaleDisposed | −4,167 | $27.00 | −$112,509 | 165,076 | Direct | |
| May 4, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,167 | $4.02 | +$16,751.34 | 169,243 | Direct | |
| May 4, 2022 | Class A Common Stock | SSaleDisposed | −4,167 | $29.50 | −$122,926.5 | 165,076 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,167 | $0.00 | $0 | 129,167 | Direct | |
| May 4, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,167 | $0.00 | $0 | 125,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.