Florence Anthony A. Jr.'s Form 4 filing
Robinhood Markets, Inc. (HOOD) · filed May 4, 2022
- Accession no.
- 0001209191-22-027248
- Filed
- May 4, 2022
- Trade date
- May 2-3, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $19.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Florence Anthony A. Jr.CIK 0001559827 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2022 | Class A Common Stock | JOtherDisposed | −21,794,173 | $0.00 | $0 | 21,794,172 | Indirect | Duplicate filing |
| May 2, 2022 | Class A Common Stock | JOtherAcquired | +326,913 | $0.00 | $0 | 326,913 | Indirect | |
| May 2, 2022 | Class A Common Stock | JOtherDisposed | −326,913 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| May 2, 2022 | Class A Common Stock | JOtherDisposed | −2,028,736 | $0.00 | $0 | 2,028,736 | Indirect | Duplicate filing |
| May 2, 2022 | Class A Common Stock | JOtherAcquired | +30,431 | $0.00 | $0 | 30,431 | Indirect | |
| May 2, 2022 | Class A Common Stock | JOtherDisposed | −30,431 | $0.00 | $0 | 0 | Indirect | Duplicate filing |
| May 2, 2022 | Class A Common Stock | JOtherAcquired | +1,952 | $0.00 | $0 | 1,952 | Indirect | |
| May 3, 2022 | Class A Common Stock | SSaleDisposed | −1,952 | $10.06F13 | −$19,637.12 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.03 to $10.075, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (13) to this Form 4.
Referenced by the price of 1 transaction in Table I.
Remarks
Scott D. Sandell, the Managing General Partner at New Enterprise Associates, Inc. and a manager of NEA 15 GP and NEA 17 GP, has been deputized to represent the Reporting Person on the board of directors of the Issuer. By virtue of Mr. Sandell's representation, for purposes of Section 16 of the Securities Exchange Act of 1934, the Reporting Person may be deemed a director by deputization of the Issuer. Mr. Sandell has filed a separate Section 16 report disclosing securities of the Issuer that he may be deemed to beneficially own for Section 16 purposes.