Phung Trinh's Form 4 filing

Shockwave Medical, Inc.SWAV · filed Apr 20, 2022

Accession no.: 0001209191-22-024990
Filed: Apr 20, 2022
Trade date: Apr 18, 2022
Filing delay: 2 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $116.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Phung TrinhCIK 0001911088	Officer (VP, Finance)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Apr 18, 2022	Common Stock	FTax withholdingDisposed	−435	$206.28^F1	−$89,731.8	29,260	Direct
Apr 18, 2022	Common Stock	SSaleDisposed	−565	$206.28^F1	−$116,548.2	28,688	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

All reported securities were sold at a price of $206.28.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)