Phung Trinh's Form 4 filing
Shockwave Medical, Inc.SWAV · filed Apr 14, 2022
- Accession no.
- 0001209191-22-024460
- Filed
- Apr 14, 2022
- Trade date
- Apr 12, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $684.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phung TrinhCIK 0001911088 | Officer (VP, Finance) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2022 | Common Stock | SSaleDisposed | −700 | $210.73F2 | −$147,511 | 32,171 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −158 | $211.22F4 | −$33,372.76 | 32,013 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −348 | $212.26F5 | −$73,866.48 | 31,665 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −200 | $214.25F6 | −$42,850 | 31,465 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −500 | $216.10F7 | −$108,050 | 30,965 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −100 | $217.00F8 | −$21,700 | 30,865 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −470 | $219.08F9 | −$102,967.6 | 30,395 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −500 | $220.18F10 | −$110,090 | 29,895 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −100 | $221.14F11 | −$22,114 | 29,795 | Direct | |
| Apr 12, 2022 | Common Stock | SSaleDisposed | −100 | $222.41F12 | −$22,241 | 29,695 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $210.06 to $210.98. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $211.06 to $211.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $212.16 to $212.39. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $213.79 to $214.71. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $215.54 to $216.37. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.
- F8
All reported securities were sold at a price of $217.00.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $218.57 to $219.25. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $219.62 to $220.56. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Referenced by the price of 1 transaction in Table I.
- F11
All reported securities were sold at a price of $221.14.
Referenced by the price of 1 transaction in Table I.
- F12
All reported securities were sold at a price of $222.41.
Referenced by the price of 1 transaction in Table I.