Skip to main content

Brin Sergey's Form 4 filing

Alphabet Inc. (GOOG) · filed Apr 12, 2022

Accession no.
0001209191-22-024234
Filed
Apr 12, 2022
Trade date
Apr 11, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 30 non-derivative transactions and 1 derivative transaction. Open-market sales total $29.2M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brin SergeyCIK 0001295032Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 11, 2022Class A Common StockCConversionAcquired+13,889$0.00$013,889Direct
Apr 11, 2022Class A Common StockSSaleDisposed−300$2,574.53F2−$772,35913,589Direct
Apr 11, 2022Class A Common StockSSaleDisposed−374$2,576.30F3−$963,536.213,215Direct
Apr 11, 2022Class A Common StockSSaleDisposed−100$2,577.05−$257,70513,115Direct
Apr 11, 2022Class A Common StockSSaleDisposed−300$2,580.18F4−$774,05412,815Direct
Apr 11, 2022Class A Common StockSSaleDisposed−400$2,582.17F5−$1,032,86812,415Direct
Apr 11, 2022Class A Common StockSSaleDisposed−100$2,582.92−$258,29212,315Direct
Apr 11, 2022Class A Common StockSSaleDisposed−700$2,584.58F6−$1,809,20611,615Direct
Apr 11, 2022Class A Common StockSSaleDisposed−300$2,588.42F7−$776,52611,315Direct
Apr 11, 2022Class A Common StockSSaleDisposed−904$2,589.54F8−$2,340,944.1610,411Direct
Apr 11, 2022Class A Common StockSSaleDisposed−312$2,590.67F9−$808,289.0410,099Direct
Apr 11, 2022Class A Common StockSSaleDisposed−1,200$2,592.09F10−$3,110,5088,899Direct
Apr 11, 2022Class A Common StockSSaleDisposed−600$2,593.56F11−$1,556,1368,299Direct
Apr 11, 2022Class A Common StockSSaleDisposed−400$2,594.92F12−$1,037,9687,899Direct
Apr 11, 2022Class A Common StockSSaleDisposed−697$2,597.40F13−$1,810,387.87,202Direct
Apr 11, 2022Class A Common StockSSaleDisposed−1,401$2,598.49F14−$3,640,484.495,801Direct
Apr 11, 2022Class A Common StockSSaleDisposed−700$2,599.64F15−$1,819,7485,101Direct
Apr 11, 2022Class A Common StockSSaleDisposed−477$2,600.96F16−$1,240,657.924,624Direct
Apr 11, 2022Class A Common StockSSaleDisposed−416$2,601.87F17−$1,082,377.924,208Direct
Apr 11, 2022Class A Common StockSSaleDisposed−400$2,602.77F18−$1,041,1083,808Direct
Apr 11, 2022Class A Common StockSSaleDisposed−100$2,604.35−$260,4353,708Direct
Apr 11, 2022Class A Common StockSSaleDisposed−200$2,606.00−$521,2003,508Direct
Apr 11, 2022Class A Common StockSSaleDisposed−100$2,607.64−$260,7643,408Direct
Apr 11, 2022Class A Common StockSSaleDisposed−100$2,609.04−$260,9043,308Direct
Apr 11, 2022Class A Common StockSSaleDisposed−100$2,610.30−$261,0303,208Direct
Apr 11, 2022Class A Common StockSSaleDisposed−36$2,612.38−$94,045.683,172Direct
Apr 11, 2022Class A Common StockSSaleDisposed−104$2,617.62F19−$272,232.483,068Direct
Apr 11, 2022Class A Common StockSSaleDisposed−101$2,621.36F20−$264,757.362,967Direct
Apr 11, 2022Class A Common StockSSaleDisposed−100$2,622.39−$262,2392,867Direct
Apr 11, 2022Class A Common StockSSaleDisposed−228$2,624.18F21−$598,313.042,639Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 11, 2022Class A Common StockCConversionDisposed−13,889$0.00$018,537,473Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,574.18 to $2,575.18, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (21) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,575.99 to $2,576.99, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,580.02 to $2,581.02, inclusive.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,581.89 to $2,582.89, inclusive.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,584.43 to $2,585.43, inclusive.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,588.11 to $2,589.11, inclusive.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,589.15 to $2,590.15, inclusive.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,590.36 to $2,591.36, inclusive.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,591.47 to $2,592.47, inclusive.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,593.22 to $2,594.22, inclusive.

Referenced by the price of 1 transaction in Table I.

F12

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,594.49 to $2,595.49, inclusive.

Referenced by the price of 1 transaction in Table I.

F13

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,596.97 to $2,597.97, inclusive.

Referenced by the price of 1 transaction in Table I.

F14

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,598.00 to $2,599.00, inclusive.

Referenced by the price of 1 transaction in Table I.

F15

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,599.25 to $2,600.25, inclusive.

Referenced by the price of 1 transaction in Table I.

F16

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,600.58 to $2,601.58, inclusive.

Referenced by the price of 1 transaction in Table I.

F17

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,601.64 to $2,602.64, inclusive.

Referenced by the price of 1 transaction in Table I.

F18

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,602.66 to $2,603.66, inclusive.

Referenced by the price of 1 transaction in Table I.

F19

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,617.62 to $2,618.62, inclusive.

Referenced by the price of 1 transaction in Table I.

F20

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,620.38 to $2,621.38, inclusive.

Referenced by the price of 1 transaction in Table I.

F21

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,623.63 to $2,624.63, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. Related transactions effected by the Reporting Person on April 11, 2022 are reported on additional Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)