Turner William D.'s Form 4 filing
Sierra Oncology, Inc. (SRRA) · filed Apr 7, 2022
- Accession no.
- 0001209191-22-023656
- Filed
- Apr 7, 2022
- Trade date
- Apr 5-6, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $240.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Turner William D.CIK 0001819688 | Officer (Chief Reg & Tech Ops Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2022 | Common Stock | MOption exerciseAcquired | +100 | $12.05 | +$1,205 | 100 | Direct | |
| Apr 5, 2022 | Common Stock | SSaleDisposed | −100 | $37.09 | −$3,709 | 0 | Direct | |
| Apr 6, 2022 | Common Stock | MOption exerciseAcquired | +6,347 | $12.05 | +$76,481.35 | 6,347 | Direct | |
| Apr 6, 2022 | Common Stock | SSaleDisposed | −6,347 | $37.25 | −$236,425.75 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2022 | Common Stock | MOption exerciseAcquired | +100 | $0.00 | $0 | 0 | Direct | |
| Apr 6, 2022 | Common Stock | MOption exerciseAcquired | +6,347 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.