Rowe Zane's Form 4 filing
Vmware LLCVMW · filed Apr 5, 2022
- Accession no.
- 0001209191-22-023307
- Filed
- Apr 5, 2022
- Trade date
- Apr 1-4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $3.92M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rowe ZaneCIK 0001444158 | Officer (Chief Financial Officer & EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2022 | Class A Common Stock | FTax withholdingDisposed | −42,190 | $114.21 | −$4,818,519.9 | 205,214 | Direct | |
| Apr 4, 2022 | Class A Common Stock | SSaleDisposed | −8,608 | $114.11F2,F3 | −$982,258.88 | 196,606 | Direct | |
| Apr 4, 2022 | Class A Common Stock | SSaleDisposed | −25,564 | $114.78F3,F4 | −$2,934,235.92 | 171,042 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price represents weighted average for sales reported. The range of prices for the sales reported is $113.41 through $114.40.
Referenced by the price of 1 transaction in Table I.
- F3
The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F4
Price represents weighted average for sales reported. The range of prices for the sales reported is $114.43 through $115.39.
Referenced by the price of 1 transaction in Table I.
Remarks
The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.