Trian Fund Management, L.P.'s Form 4 filing
Invesco Ltd.IVZ · filed Apr 4, 2022
- Accession no.
- 0001209191-22-022585
- Filed
- Apr 4, 2022
- Trade date
- Mar 31-Apr 4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $86.1M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Trian Fund Management, L.P.CIK 0001345471 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 31, 2022 | Common Stock | PPurchaseAcquired | +2,000,000 | $23.07F1 | +$46,140,000 | 54,020,400 | Indirect | |
| Apr 1, 2022 | Common Stock | PPurchaseAcquired | +1,474,538 | $23.13F3 | +$34,106,063.94 | 55,494,938 | Indirect | |
| Apr 4, 2022 | Common Stock | PPurchaseAcquired | +250,062 | $23.46F4 | +$5,866,454.52 | 55,745,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $22.865 to $23.16. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $22.79 to $23.31. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $23.01 to $23.63. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.