Francis Laura's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Mar 31, 2022
- Accession no.
- 0001209191-22-021842
- Filed
- Mar 31, 2022
- Trade date
- Mar 29-31, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $848.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Francis LauraCIK 0001218802 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2022 | Common Stock | MOption exerciseAcquired | +2,310 | $6.59 | +$15,222.9 | 5,861 | Direct | |
| Mar 29, 2022 | Common Stock | GGiftDisposed | −2,310 | $0.00 | $0 | 3,551 | Direct | |
| Mar 29, 2022 | Common Stock | GGiftAcquired | +2,310 | $0.00 | $0 | 2,310 | Indirect | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −100 | $190.37 | −$19,037 | 2,210 | Indirect | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −160 | $192.32 | −$30,771.2 | 2,050 | Indirect | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −180 | $193.93 | −$34,907.4 | 1,870 | Indirect | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −659 | $195.03 | −$128,524.77 | 1,211 | Indirect | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −769 | $195.91 | −$150,654.79 | 442 | Indirect | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −300 | $197.20 | −$59,160 | 142 | Indirect | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −120 | $198.14 | −$23,776.8 | 22 | Indirect | |
| Mar 29, 2022 | Common Stock | SSaleDisposed | −22 | $198.84 | −$4,374.48 | 0 | Indirect | |
| Mar 31, 2022 | Common Stock | MOption exerciseAcquired | +1,890 | $6.59 | +$12,455.1 | 5,441 | Direct | |
| Mar 31, 2022 | Common Stock | GGiftDisposed | −1,890 | $0.00 | $0 | 3,551 | Direct | |
| Mar 31, 2022 | Common Stock | GGiftAcquired | +1,890 | $0.00 | $0 | 1,890 | Indirect | |
| Mar 31, 2022 | Common Stock | SSaleDisposed | −1,890 | $210.00 | −$396,900 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2022 | Common Stock | MOption exerciseDisposed | −2,310 | $0.00 | $0 | 18,080 | Direct | |
| Mar 31, 2022 | Common Stock | MOption exerciseDisposed | −1,890 | $0.00 | $0 | 16,190 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.