Peltz Nelson's Form 4 filing
Janus Henderson Group Ltd.JHG · filed Mar 31, 2022
- Accession no.
- 0001209191-22-021789
- Filed
- Mar 31, 2022, 5:12 PM ET
- Trade date
- Mar 29-31, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $24.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peltz NelsonCIK 0000928265 | Director, 10% Owner |
| Trian Fund Management, L.P.CIK 0001345471 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2022 | Common Stock | PPurchaseAcquired | +16,042 | $35.77F1 | +$573,830.36 | 31,201,328 | Indirect | |
| Mar 30, 2022 | Common Stock | PPurchaseAcquired | +465,467 | $35.60F4 | +$16,569,321.89 | 31,666,795 | Indirect | |
| Mar 31, 2022 | Common Stock | PPurchaseAcquired | +201,005 | $35.71F5 | +$7,177,908.65 | 31,867,800 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $35.71 to $35.84. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $35.42 to $35.75. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $35.42 to $35.95. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
The shares which are reported on this filing as being indirectly held by Mr. Peltz and Trian Management through their relationship with Trian AM Holdco II, and the transactions with respect to such shares, are also reported in the filings made by Mr. Garden and Trian Management, and represent the same shares and transactions.