Hoelscher Paul W.'s Form 4 filing
Horizon Therapeutics Public Ltd Co (HZNP) · filed Mar 25, 2022
- Accession no.
- 0001209191-22-021151
- Filed
- Mar 25, 2022
- Trade date
- Mar 7-25, 2022
- Filing delay
- 18 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.39M. It was filed 18 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoelscher Paul W.CIK 0001611468 | Officer (EVP, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2022 | Ordinary Shares | GGiftDisposed | −66,626 | $0.00 | $0 | 1,049 | Direct | |
| Mar 7, 2022 | Ordinary Shares | GGiftAcquired | +66,626 | $0.00 | $0 | 245,015 | Indirect | |
| Mar 7, 2022 | Ordinary Shares | GGiftDisposed | −172,226 | $0.00 | $0 | 72,789 | Indirect | |
| Mar 7, 2022 | Ordinary Shares | GGiftAcquired | +172,226 | $0.00 | $0 | 172,226 | Indirect | |
| Mar 23, 2022 | Ordinary Shares | MOption exerciseAcquired | +26,090 | $15.96 | +$416,396.4 | 27,139 | Direct | |
| Mar 23, 2022 | Ordinary Shares | SSaleDisposed | −26,090 | $110.00F3 | −$2,869,900 | 1,049 | Direct | |
| Mar 23, 2022 | Ordinary Shares | SSaleDisposed | −11,699 | $110.01F3 | −$1,287,006.99 | 160,527 | Indirect | |
| Mar 24, 2022 | Ordinary Shares | SSaleDisposed | −1,481 | $110.00 | −$162,910 | 159,046 | Indirect | |
| Mar 25, 2022 | Ordinary Shares | SSaleDisposed | −663 | $110.00 | −$72,930 | 158,383 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 23, 2022 | Ordinary Shares | MOption exerciseDisposed | −26,090 | $0.00 | $0 | 30,275 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.115 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.